AML Policy

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Anti-Money Laundering (AML) Policy

1. Introduction

CS Capital Funding (the "Company") is committed to preventing money laundering and the financing of terrorist activities. This Anti-Money Laundering (AML) policy outlines the Company's dedication to maintaining the highest standards of integrity and regulatory compliance.

2. AML Compliance Officer

The Company shall designate an AML Compliance Officer responsible for overseeing and implementing this AML policy. The AML Compliance Officer shall be the main point of contact for all AML-related matters.

3. Customer Due Diligence (CDD)

The Company will conduct appropriate Customer Due Diligence (CDD) procedures for all customers. CDD procedures include:

  • Collecting and verifying customer identification information.
  • Monitoring and reporting suspicious transactions.
  • Assessing and verifying the source of funds and wealth for high-risk clients.
  • Ongoing monitoring of customer transactions and profiles.

4. Reporting Suspicious Activity

The Company will report any suspicious activity, transactions, or attempts to circumvent AML policies to the appropriate regulatory authorities in compliance with applicable laws and regulations.

5. Training and Awareness

All employees shall receive training on AML regulations, policies, and procedures. This training shall be ongoing to ensure awareness and compliance.

6. Record Keeping

The Company shall maintain records of customer transactions, CDD, and AML-related documentation in accordance with applicable laws and regulations.

7. Risk Assessment

The Company will regularly assess and update its risk assessment procedures to identify and mitigate potential AML risks associated with its business operations.

8. Penalties for Non-Compliance

Non-compliance with this AML policy and related regulations may result in disciplinary actions, including termination, and may have legal consequences.

9. Regular Review and Updates

This AML policy will be reviewed periodically to ensure that it remains effective and compliant with evolving regulatory requirements.

10. Conclusion

CS Capital Funding is committed to maintaining a robust AML program and will continuously strive to prevent money laundering and the financing of terrorism. Compliance with this policy is mandatory, and all employees are expected to cooperate fully in its implementation.